Our regulatory documents
This page contains our regulatory documents for your records. These documents are always current with our regulatory filings.
- A short summary of how Prota engages in business with clients.
- A high level overview of what information we collect and disclose.
The ADV 2A is filed with the SEC every year, and contains key information about Prota Financial as required by the regulators, including the following:
- Fees & Compensation
- Advisor Backgrounds